Financial Services Industry
The financial services industry is one of the largest and most regulated industries. Due to these regulations, companies are held to the highest standard to ensure data accuracy, protection and integrity. Companies involved in banking and securities, asset management, investments, and other financial sectors are all subject to varying compliance standards to ensure the validity of their service offerings.
A-LIGN has designed compliance solutions customized for the needs of organizations within the financial services industry to help you keep your customers comfortable with the security of your system and the reliability of the services that you offer.
We provide the following services to organizations within the financial services industry:
Your Financial Services Industry Advisor
A-LIGN’s experienced auditors understand the compliance needs of your company and provide customized solutions that meet the needs of your business. At A-LIGN, we pride ourselves on staying current on our clients’ industries. Below, find out more about the associations we are members of, the certifications and accreditations that our experienced assessors maintain and the conferences that we attend.
- MBA — Mortgage Banker’s Association
Certifications and Accreditations
- CPA – Certified Public Accountant
- QSA – Qualified Security Assessor
- PCIP – Payment Card Industry Professional
- CPT – Certified Penetration Tester
- Accredited ISO 27001 Certification Body
- MBA’s National Mortgage Servicing Conference and Expo
The A-LIGN Edge
Our customized compliance solutions and streamlined audit process allow you to meet all of your audit and compliance needs with a single service provider. One-stop shopping means a stress-free audit process for you, as you work with one team who understands the unique needs of your organization. See what our clients have to say: